Privacy Policy

As of February 9, 2026

Jackson Wealth Management, LLC (“JWM”) is committed to protecting the confidentiality and security of your personal information. JWM is a registered investment advisor and maintains policies and procedures designed to safeguard “nonpublic personal information” as required by applicable federal and state law, including Regulation S-P under the US Securities and Exchange Commission and other applicable state requirements.

What We Mean by “Nonpublic Personal Information”

“Nonpublic personal information” (“NPI”) generally includes personally identifiable financial information and other information we obtain in connection with providing advisory services (for example, information from account forms, planning discussions, and custodial documentation).

Why We Collect Your Information

We collect and use NPI to:

Provide investment advisory and financial planning services;
Open, maintain, and service your accounts;
Verify identity and protect against fraud;
Maintain required books and records and comply with regulatory obligations; and
Comply with legal requests (such as subpoenas, court orders, or regulatory inquiries).

JWM obtains this information from various sources, including initial consultations, account applications, client questionnaires, interactions via telephone or video conference, written correspondence, and third-party service providers. JWM uses this data strictly for service delivery and regulatory compliance.

What Information We Collect and Maintain

Depending on your relationship with JWM, we may collect and maintain:

Identifiers and contact information: name, address, telephone number, email, date of birth, Social Security number/tax ID, and government-issued identification;
Financial information: account numbers, holdings, balances, transactions, income/assets, and planning-related information you provide (including tax and estate-planning related details when shared); and
Service and communications information: meeting notes, correspondence, and other records related to servicing your relationship.

All information is stored and maintained with commercially reasonable safeguards designed to ensure the confidentiality, integrity, and availability of your data, in accordance with regulation.

What Information We Disclose

JWM does not sell or disclose your nonpublic personal information to unaffiliated third parties for their marketing purposes. Any disclosure of your personal information occurs under the following circumstances and in strict compliance with applicable legal and regulatory standards:

Service Providers JWM may share NPI with unaffiliated service providers that perform services for us or on our behalf—such as custodians, portfolio/accounting systems, reporting platforms, compliance providers, IT and cybersecurity providers, document management/e-signature vendors, and other similar vendors. These providers are expected to maintain the confidentiality and security of information and use it only for the services they provide to us.
Business Transfers / Continuity of Service If JWM experiences a change in ownership, merger, acquisition, succession event, or advisor transition, we may transfer records as permitted by law to support continuity of service and regulatory recordkeeping. When appropriate, we will provide notice and/or obtain client direction/consent as required by your advisory agreement and applicable law.
With Your Consent JWM may disclose personal information with your prior written consent or at your direction.
Legal or Regulatory Requirements JWM may disclose personal information when required by law, regulation, court order, subpoena, or other valid legal processes, or when requested by regulatory agencies having jurisdiction over JWM.

In all cases, JWM strives to share only the minimum information necessary to fulfill the stated purpose.

Your GLBA / Reg S-P Privacy Choices (Opt-Out)

Under federal law, you may have the right to opt out of certain disclosures of NPI to unaffiliated third parties. JWM’s current practices generally do not include sharing that triggers a client opt-out right (because we share only as permitted for servicing, legal/compliance, or at your direction). If our practices change in a way that triggers an opt-out right, we will provide the required notice and a reasonable method to opt out.

How We Protect Your Personal Information

JWM employs a combination of physical, electronic, and procedural safeguards to protect the confidentiality and security of your information, including but not limited to:

Encryption Technology Data is encrypted in transit (e.g., secure emails) and at rest (e.g., secure servers).
Access Controls Access to client information is granted only to authorized personnel who require the data to perform their job duties.
Secure Storage Protocols Files and records are stored in secure digital platforms with multi-factor authentication.
Ongoing Monitoring & Audits JWM periodically reviews its data security measures and conducts internal audits to ensure compliance with best practices, regulations, and other applicable laws.
Website Cookies & Non-identifying Data JWM’s website may use cookies or similar technologies to collect non-identifying usage data for functionality and analytics. No personally identifiable information is collected or used without your express consent.

JWM’s commitment to privacy extends to prospective clients who do not proceed with our services. In such cases, JWM continues to protect all collected data in accordance with this Privacy Policy and applicable regulations. JWM also follows a rigorous data breach notification protocol as required by federal and state law.

Website Information (Cookies / Analytics)

JWM’s website may use cookies or similar technologies to support website functionality and understand general site usage. To the extent such data is collected, it is typically used in an aggregated or de-identified manner for website functionality and analytics. If you prefer, you can limit cookies through your browser settings (note that some site features may not function as intended).

Recording of Calls, Meetings, and Use of Transcription Tools

To support client service, quality assurance, recordkeeping, and regulatory compliance, JWM may record telephone calls and in-person or virtual meetings, and may use transcription or AI note-taking tools to generate summaries or transcripts.

Notice & consent: Where required, JWM will provide notice at the start of a recorded conversation. If you do not consent to recording or transcription, please tell us and we will offer a non-recorded alternative when feasible.
Security & access: Recordings and transcripts are stored with access controls and are available only to authorized personnel.
Use & disclosure: Recordings/transcripts are used for legitimate business, service, and compliance purposes and are not shared with third parties except (i) with vendors supporting these functions under confidentiality expectations, (ii) at your direction/consent, or (iii) as required by law.

Former or Inactive Clients

Should you close your account(s) or otherwise become an inactive client, JWM will continue to adhere to the privacy policies and practices outlined here. JWM retains records as necessary to comply with legal and regulatory retention requirements and will keep such records confidential and secure.

Data Incidents and Notifications

JWM maintains processes intended to identify, respond to, and recover from data security incidents. If an incident occurs involving personal information, JWM will provide notifications to affected individuals and/or regulators as required by applicable law and regulation.

Periodic Review and Updates

JWM will periodically review this Privacy Policy and update it as necessary to reflect changes in our information practices or to remain compliant with evolving legal and regulatory standards. Any material amendments will be communicated to clients promptly in accordance with regulatory requirements.

Contact Information and Questions

If you have any questions regarding this Privacy Policy or would like further clarification, please contact:

Jackson Wealth Management, LLC

Attn: Chief Compliance Officer (or) Stefan Jackson, CFP®

Phone: 303-808-5229

Disclaimer

This Privacy Policy is provided for informational purposes only and does not create contractual or legal rights for any party. JWM reserves the right to modify its privacy practices at any time, subject to applicable law and regulation, and will notify clients of any material changes as required.